False statements or omissions may result in denial of your application, revocation of your registration, or criminal prosecution. Item 1: Identifying Information . If you are filing an umbrella: registration , the information in Item 1 should be pro vided for the filing adviser only. Third Point LLC. PDF format): Instructions & Glossary . website: www.BCJFinancial.com BCJ Capital Management, LLC. 03/2020 3/30/2021 4:55:50 PM WARNING: Complete this form truthfully. brochure supplements (Part 2B) must contain. Failure to amend your Form ADV or file Form ADV-W, as required by this instruction, is a violation of SEC rules and could lead to your registration being revoked. www.sterlingcapital.com. See Form ADV General Instruction 4. wrap fee program brochure) and . This brochure provides information the about qualifications and business practices of McDonald SEC FORM ADV PART 2A: FIRM BROCHURE March, 2021 2021 SigFig Wealth Management, LLC 560 Davis Street San Francisco, CA 94111 Tel: 415 - 558 - 9611 www.sigfig.co m Item 1 Cover Page This brochure (“Brochure”) provides information about the qualifications and business practices of SigFig Wealth Management, LLC (“SigFig”). 25. Charlotte, NC 28209 . March 31, 2021 . brochure (Part 2A for a firm . Goldman Sachs Asset Management Form ADV March 31, 2021 Material Changes Page | 2 This Brochure is dated March 31, 2021, and is the annual updating amendment to the prior brochure dated March 27, 2020. 1. Fill out, securely sign, print or email your Form adv part 1 b fillable instantly with SignNow. 801-113346 38 Mockingbird Lane Oak Brook, IL 60523-1749 phone: 630-789-3374 The value of any Funds you own is included in your overall portfolio value for purposes of calculating our quarterly fees. Start a free trial now to save yourself time and money! New York, NY 10001 2. of . If you are registered only with the . FORM ADV PART 2A: Firm Brochure IEQ Capital, LLC 950 Tower Lane Suite 1800 Foster City, CA 94404 Telephone: 650-581-9807 www.ieqcapital.com SEC File No. state securities authorities. www. See SEC rule 203A-1(b)(2). Part 2A of Form ADV Firm Brochure . Form Adv Template. We encourage 801-115278 CRD Number: 301819 March 19, 2021 This Brochure provides information about the qualifications and business practices of IEQ Capital, LLC (“IEQ” or the “Firm”). Part 2A of Form ADV: BCJ Capital Management Brochure Item 1: Cover Page . For more information on recent Form ADV revisions, please visit the SEC’s website. The Funds pay us a management fee, in our capacity as investment advisor to the fund. 4350 Congress Street, Suite 1000 . However, the Registrants mcdonald-partners.com . FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: THIRD POINT LLC CRD Number: 137927 Annual Amendment - All Sections Rev. Popular Securities began conducting investment advisory business in 2001. WARNING: Complete this form truthfully. 03/2020 3/31/2021 6:43:36 PM WARNING: Complete this form truthfully. 03/2020 3/31/2021 11:58:16 AM WARNING: Complete this form truthfully. Form ADV Part 2A: Appendix 1 - Wrap Fee Program Brochure | Swell Investing LLC 3/29/2019 2 Item 2: Material Changes This section discusses only material changes since the last annual update of this Brochure. FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: FRANKLIN FINANCIAL PLANNING CRD Number: 291191 Other-Than-Annual Amendment - All Sections Rev. 03/2020 9/28/2020 4:51:59 PM WARNING: Complete this form truthfully. Phone: (704) 927-4175 . 1301 East 9th Street, Suite 3700 . Contents: Create a New Form ADV Filing (pg. entire Form ADV-W. Form ADV (provided in . 03/2020 6/16/2020 3:32:16 PM WARNING: Complete this form truthfully. Since the filing of City Different Holdings LP’s initial Form ADV Part 2A Brochure on January 8, 2021, we report the following material changes to our business: ♦ Our corporate telephone number has changed to 505-416-4550. Item 1: Cover Page . This Form ADV Part 2A Disclosure Brochure provides information about the qualifications and business practices of Avantax Planning PartnersSM. The most secure digital platform to get legally binding, electronically signed documents in just a few seconds. Revised Form ADV Effective October 1, 2017, Form ADV was revised. Because This chart, in the form of a checklist, is intended to assist in the preparation of such disclosures. March 31, 2021 . 106237 SEC File No. 866-899-2997 . 1. While not material, during our review and update of this Brochure, we revised content throughout the document. FORM ADV (Paper Version) • UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND • REPORT BY EXEMPT REPORTING ADVISERS . Form ADV Part 2A Brochure | Effective March 29, 2021 . 03/2020 1/7/2021 12:56:06 PM WARNING: Complete this form truthfully. The revisions were intended to fill data gaps, make clarifying and technical changes, and elicit information about Relying Advisers. There have been no material changes from the last update to the Brochure. F or m ADV P ar t 2A We al th fron t Ad vi s e r s Cl i e n t B roc h u re April 28, 2021 ... products, structure and directors is provided on Part 1 of Wealthfront Advisers’ Form ADV which is available online at www.adviserinfo.sec.gov or at www.wealthfront.com . Summary of Material Changes You can find additional detailsconcerning your licensed Financial Professionals in their respective Brochure Supplement(s). If you have any questions about the contents of this rochure, please contact us at B (563) 582-2855. See Form ADV General Instruction 4. Third Point LLC . Part 2A of FORM ADV Firm Brochure ARK Investment Management LLC 3 East 28th Street, 7th Floor New York, NY 10016 1-212-426-7040 www.ark-invest.com March 27, 2020 This Brochure provides information about the qualifications and business practices of ARK Investment Management LLC (“ARK”). 03/2020 3/11/2021 8:00:42 PM WARNING: Complete this form truthfully. ITEM 1. We are going out of business. 801-58087 . Separately Identifiable Department or Division of a Bank. 55 Hudson Yards, 51. st. Fl . 10/2017 3/14/2018 12:59:14 PM WARNING: Complete this form truthfully. Form ADV 2A . 03/2020 4/21/2021 1:14:27 PM WARNING: Complete this form truthfully. 3 . FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: TIGER GLOBAL MANAGEMENT, LLC CRD Number: 160318 Annual Amendment - All Sections Rev. This Brochure was previously updated on August 15, 2018. phone: 480-483-1510 . Form ADV Part 2A Page 4 Advisory Business - Item 4 Popular Securities, LL (hereinafter “Popular Securities” or “firm” or “we”) is an SE -registered investment adviser with its principal place of business located in Hato Rey, Puerto Rico. Scottsdale, AZ 85255 . FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BASEPOINT WEALTH, LLC CRD Number: 289538 Other-Than-Annual Amendment - All Sections Rev. These instructions explain how to complete certain items in Part 1A of Form ADV. FIRM BROCHURE . Part 2A of Form ADV . Form ADV: Instructions for Part 1A . March 31, 2021 . 8355 E. Hartford Dr., Suite 105 . FORM ADV Part 1B Page 3 of 4. IARD/CRD No. … 1 . Part 2 of Form ADV sets out the minimum required disclosure that your . Part 2A of Form ADV: Patrick Mauro Investment Advisor, Inc. Brochure Item 1: Cover Page Part 2A of Form ADV Firm Brochure March 22, 2021 Patrick Mauro Investment Advisor, Inc. SEC No. Read all the instructions, including General Instructions for Form ADV, General Instructions for Part 2 of Form There are no material changes since the last Brochure was updated January 29, 2020. 801-50939 Page . Form ADV-W with the SEC, you will remain subject to SEC regulation, and you also will be subject to regulation in any states where you register. FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: COMMONFUND ASSET MANAGEMENT COMPANY, INC. CRD Number: 110689 Annual Amendment - All Sections Rev. Item 1 Identifying Information: Responses to this Item tell us who y ou are, where y ou are doing business, and how we can contact y ou. ♦ We are now registered as an investment adviser with the U.S. Securities and Exchange Commission (“SEC”). COVER PAGE. This Brochure provides information about the qualifications and business practices of Sterling Capital Management LLC … March 29, 2021 . FORM ADV Part 1B Page 3 of 4. Cleveland, Ohio 44114 . and withdrawing from some, but not all, of the states where you are registered, you must comp lete the entire Form ADV -W. If you are filing for full withdrawal, you must complete the entire Form ADV -W. 2. FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: WEATHERLY ASSET MANAGEMENT CRD Number: 106935 Annual Amendment - All Sections Rev. PART 2A OF FORM ADV: FIRM BROCHURE. Firm Brochure . You must keep this form updated by filing periodic amendments. dba BCJ Capital Management SEC File No. brochure, or Appendix 1 for a . For purposes of this Item 2I.2(a), “Independent party” means a person that: (A) is engaged by the investment adviser to act as a gatekeeper for the payment of fees, expenses and capital withdrawals from the pooled investment; (B) does FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: CAPTRUST CRD Number: 175112 Other-Than-Annual Amendment - All Sections Rev. FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: FRED ALGER MANAGEMENT, LLC CRD Number: 106750 Other-Than-Annual Amendment - All Sections Rev. 283438 Main Office 18-5 East Dundee Road, Suite 200 Barrington, IL 60010 847-892-7145 Branch Offices 155 N. Wacker, Suite 4250 Chicago, IL 60606 312-778-8707 Part 2A of Form ADV: Virtue Asset Management, LLC Brochure Item 1: Cover Page Part 2A of Form ADV Firm Brochure March 13, 2020 Virtue Asset Management, LLC CRD No. Form ADV, Part 2A (Firm Brochure) Item 2 – Material Changes. The New Form ADV Part 2 (as of January 31, 2011) On July 2010, the SEC adopted amendments that significantly alter the form and substance of the disclosures on Form ADV. Aspiriant, LLC Form ADV Part 2A . Please see the section . FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BYBROOK CAPITAL LLP CRD Number: 170300 Annual Amendment - All Sections Rev. For purposes of this Item 2I.2(a), “Independent party” means a person that: (A) is engaged by the investment adviser to act as a gatekeeper for the payment of fees, expenses and capital withdrawals from the pooled investment; (B) does Available for PC, iOS and Android. 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