2 The Order does not apply to Schedule 13D filings or amendments thereto. Amendment. 1)* GAMESTOP CORP. (Name of Issuer) Class A Common Stock par value of $.001 (Title of Class of Securities) 36467W109 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ … The annual amendment to Schedule 13G should report the stockholder’s holdings as of the prior December 31. Regulation 13G was adopted to ease the beneficial ownership requirements for “passive investors.” In lieu of filing a Schedule 13D, a passive investor whose beneficial ownership exceeds five percent (5%) of any registered security may file a Schedule 13G. 1)* Qutoutiao Inc. (Name of Issuer) Class A Ordinary Shares, US$0.0001 par value per share (Title of Class of Securities) 74915J107** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of … . We are writing to our venture capital and private equity fund clients to remind you that the annual deadline for filing certain initial Schedules 13G, an amendment to a previously filed Schedule 13G, an … However, if the initial Schedule 13G reports ownership of more than 5% and the registered investment advisor exceeds 10% prior to the end of the year, an amendment must be filed 10 days after the month in which beneficial ownership exceeds 10%, as computed on the last day of the month. The SEC also requires a prompt amendment for any material changes disclosed in the schedule. Depending upon the facts and circumstances, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. Form 13D & 13G Annual Amendment. Collis The Companies Amendment Act, 2018 , which is deemed to have come into operation on 21 March 2018, amends the Companies Act, 1981 (the ‘’Act’’) as regards the filing of information contained in bye-laws and applies to all Bermuda companies having a share capital. SCHEDULE 13G . SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. reported in a previous Schedule 13G filing,8 the firm must amend its filing within 45 days of the calendar year end. All Schedule 13G filers must file an annual amendment to report any changes in the information that was previously disclosed. Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements. (25)> Therefore, foreign institutional investors wanting to report on Schedule 13G should be able to rely on the passive investor provisions without significant difficulty. This requirement does not apply, however, if the agency “for good cause finds . 1)* Teradyne Incorporated (Name of Issuer) Common Stock (Title of Class of Securities) 880770102 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: x Rule 13d-1(b) ¨ Rule 13d-1(c) ¨ Rule 13d … The annual amendment is due within 45 calendar days after calendar year-end, or February 14. Annual amendments are due for advisers that have changes to disclosure information on previously filed 13D or 13G forms. The requirement to file amendments to a previously filed Schedule 13D continues until such filer has reported ownership below 5%. Amendments to Schedule 13G. that notice and public procedure thereon are impracticable, unnecessary, or contrary to the public interest.” We have determined to immediately adopt this modification to the filing requirements for Form N-PORT and the accompanying changes described above. This amendment requirement arises irrespective of whether the Schedule 13D filer has taken any actions to cause the changes in reported ownership. Institutional Investors must file an amendment to report any changes within 45 days of the end of the year, or within 10 days of first finishing a month above 10% and then within 10 days of any month-end where the holder's ownership increases or decreases by 5% or more. Rule 13d-2(b), however, relieves Schedule 13G filers from having to file an amendment under the same circumstances. SCHEDULE 13G . The following exemptions permit a filer to file Schedule 13G in lieu of Schedule 13D: . January 16, 2020 – Client Alerts. Rule 13d-2(b), however, relieves Schedule 13G filers from having to file an amendment under the same circumstances. Thereafter, the registered investment advisor must file an amendment within 10 days after the month … The criteria and requirements for relying on the relief remain the same. [Sep. 14, 2009] Question 103.09. A filer must promptly update the Schedule 13D to reflect any material change, such as a significant increase in the percentage of the company’s outstanding shares that they own. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. Question: A security holder of a parent company receives more than five percent of a Section … Schedule 13G / Schedule 13F Filings, Form 13H Annual Update Filings and Reminder of Form ADV Annual Updating Amendment Requirements. 1)* Canaan Inc. (Name of Issuer) Class A ordinary shares, par value US$0.00000005 per share (Title of Class of Securities) 134748102** (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ … Under the Securities Exchange Act of 1934 (Amendment No. No Amendment Required if No Changes. Share This Page. Schedule 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. Filing Deadlines in March 2021 March 1, 2021 Form PF for Large Hedge Fund Advisers. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. These new provisions have more lenient filing requirements for amendments to Schedule 13G than as originally proposed. (b) Address of Principal Business Office, or if none, Residence: (1) Mr. Chen: c/o 16/F, Shing Lee Commercial Building, 8 Wing Kut Street, Central, Hong Kong. There is no filing fee for Schedule 13G or Schedule 13D. Schedule 13G can be filed in lieu of the SEC Schedule 13D form as long as the filer meets one of … New Compulsory Bermuda Bye-law Filing Requirements May 2018 Graham B.R. No filing fee is required to amend a Schedule 13G. A stockholder who held more than 5% of the shares in a pre-IPO company is eligible to file a Schedule 13G in lieu of filing a Schedule 13D. Amendment requirements Institutional Investors must file an amendment to report any changes within 45 days of the end of the year, or within 10 days of first finishing a month above 10% and then within 10 days of any month-end where the holder's ownership increases or decreases by 5% or more. Schedule 13D reports the acquisition and other information within 10 days after the purchase. . SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. “Passive” investors meeting the ownership threshold, who do not have any such plans, usually file a short-form Schedule 13G, and then file a 13D if they later develop such plans. Rule 13d-1(b) - Institutional Investors that acquire securities in the ordinary course of business and not with the intent nor with the effect of influencing control of the issuer. Pursuant to the Joint Filing Agreement, the Filing Persons have agreed to file this amendment to Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) under the Act. If there have been no changes to information provided in a previously filed Schedule 13G, there is no requirement to make any additional The criteria and requirements for relying on the relief remain the same. Large hedge fund advisers must file Form PF within 60 days of each fiscal quarter end on the IARD system. This amendment requirement arises irrespective of whether the Schedule 13D filer has taken any actions to cause the changes in reported ownership. 4 CONDUENT INC COMMON STOCK Cusip #206787103 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1 [ … united states securities and exchange commission washington, d.c. 20549 schedule 13g under the securities exchange act of 1934 (amendment no.2) ra... 12/05/2021 20:38:40 1 … Amendment requirements. SCHEDULE 13G Amendment No. Under the Securities Exchange Act of 1934 (Amendment No.__)* Corsair Gaming, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 22041X 102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) A person who has filed a Schedule 13D must amend the filing within two business days after any “material” change or development affecting the disclosures in the filing. In light of current and potential disruptions resulting from COVID-19, advisers should assess their ability to meet the filing requirements of Schedule 13F and Schedule 13G. Schedule 13D exemptions. (This due date assumes a fiscal year … The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Accordingly, if a change of beneficial ownership results in ownership below 5%, but such change is not a 1% change that would otherwise trigger the requirement to file an amendment, that shareholder can voluntarily file such an amendment to relieve themselves of … commenters argued that the proposed accelerated filing of these Schedule 13G amendments for Passive Investors is necessary to provide notice to investors, issuers, and to the market of voting blocks of securities that have the potential of affecting or influencing control of the issuer. 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